Rice parameter derivation for lossless/lossy coding modes for video coding

ABSTRACT

Embodiments are directed to systems and methods of using rice code in video coding. In one embodiment includes a method of encoding or decoding video data, e.g., on a video encoder or decoder. The method includes determining available residual coefficients neighboring a current position in a transform unit of video data and determining a sum of the available residual coefficients. The method further includes modifying the sum based on the number of available residual coefficients and determining a rice parameter based on the modified sum. The method further includes encoding or decoding a syntax element of video data based on the determined rice parameter.

CLAIM OF PRIORITY UNDER 35 U.S.C. § 119

The present application for patent claims priority to ProvisionalApplication No. 62/904,592, filed 23 Sep. 2019; Provisional ApplicationNo. 62/910,072, filed 3 Oct. 2019; and Provisional Application No.62/948,725, filed 16 Dec. 2019; each of which is hereby expresslyincorporated by reference in its entirety.

TECHNICAL FIELD

This disclosure relates to video encoding and video decoding.

BACKGROUND

Digital video capabilities can be incorporated into a wide range ofdevices, including digital televisions, digital direct broadcastsystems, wireless broadcast systems, personal digital assistants (PDAs),laptop or desktop computers, tablet computers, e-book readers, digitalcameras, digital recording devices, digital media players, video gamingdevices, video game consoles, cellular or satellite radio telephones,so-called “smart phones,” video teleconferencing devices, videostreaming devices, and the like. Digital video devices implement videocoding techniques, such as those described in the standards defined byMPEG-2, MPEG-4, ITU-T H.263, ITU-T H.264/MPEG-4, Part 10, Advanced VideoCoding (AVC), ITU-T H.265/High Efficiency Video Coding (HEVC), andextensions of such standards. The video devices may transmit, receive,encode, decode, and/or store digital video information more efficientlyby implementing such video coding techniques.

Video coding techniques include spatial (intra-picture) predictionand/or temporal (inter-picture) prediction to reduce or removeredundancy inherent in video sequences. For block-based video coding, avideo slice (e.g., a video picture or a portion of a video picture) maybe partitioned into video blocks, which may also be referred to ascoding tree units (CTUs), coding units (CUs) and/or coding nodes. Videoblocks in an intra-coded (I) slice of a picture are encoded usingspatial prediction with respect to reference samples in neighboringblocks in the same picture. Video blocks in an inter-coded (P or B)slice of a picture may use spatial prediction with respect to referencesamples in neighboring blocks in the same picture or temporal predictionwith respect to reference samples in other reference pictures. Picturesmay be referred to as frames, and reference pictures may be referred toas reference frames.

SUMMARY

This disclosure is related to an entropy decoding process that convertsa binary representation to a series of non-binary valued quantizedcoefficients. The corresponding entropy encoding process, which is thereverse process of entropy decoding, is implicitly specified andtherefore is Part of this invention as well, although not described inas much detail here. This invention may be applied to any of theexisting video codecs, such as High Efficiency Video Coding (HEVC), orbe proposed as a promising coding tool to the standard currently beingdeveloped, such as Versatile Video Coding (VVC), and to other futurevideo coding standards.

One embodiment includes a method of encoding or decoding video data. Themethod includes determining available residual coefficients neighboringa current position in a transform unit of video data and determining asum of the available residual coefficients. The method further includesmodifying the sum based on the number of available residual coefficientsand determining a rice parameter based on the modified sum. The methodfurther includes encoding or decoding (coding) a syntax elementindicative of a residual coefficient at the current position based onthe determined rice parameter.

Another embodiment includes an apparatus for coding video data. Theapparatus includes a memory configured to store a transform unit of apicture of video data and a video processor. The video processor isconfigured to determine available residual coefficients neighboring acurrent position in the transform unit, determine a sum of the availableresidual coefficients, modify the sum based on the number of availableresidual coefficients, determine a rice parameter based on the modifiedsum, and code a syntax element indicative of a residual coefficient atthe current position based on the determined rice parameter.

BRIEF DESCRIPTION OF DRAWINGS

FIG. 1 is a conceptual diagram illustrating coefficient positions of atransform block.

FIG. 2 is a block diagram illustrating an example video encoding anddecoding system that may perform the techniques of this disclosure.

FIGS. 3A and 3B are conceptual diagrams illustrating an example quadtreebinary tree (QTBT) structure, and a corresponding coding tree unit(CTU).

FIG. 4 is a block diagram illustrating an example video encoder that mayperform the techniques of this disclosure.

FIG. 5 is a block diagram illustrating an example video decoder that mayperform the techniques of this disclosure.

FIG. 6 is a flowchart illustrating encoding video data according to someembodiments.

FIG. 7 is a flowchart illustrating decoding video data according to someembodiments.

FIG. 8 is a flowchart illustrating encoding or decoding video dataaccording to some embodiments.

DETAILED DESCRIPTION

Transform coding consumes much of the bandwidth of coded video. It isdesirable for schemes using entropy coding of syntax elements definingtransform coefficients to encompass coding modes for lossless codingsuch as transform skip residual coding.

One scheme for transform coding includes Rice parameter derivation forcoding of bypass coded portions of coefficient levels for transformcoefficient coding and transform skip residual coding. See H. Schwarz,T. Nguyen, D. Marpe, T. Wiegand, M. Karczewicz, M. Coban, J. Dong, “CE7:Transform coefficient coding with reduced number of regular-coded bins(tests 7.1.3a, 7.1.3b)”, JVET document JVET-L0274, Macao, CN, October2018.

However, this scheme does not address the different statisticsencountered in lossless coding. In particular, in transform andquantization skipped lossless coding, coefficient residuals can be largevalues requiring large Rice parameter values for efficientrepresentation of large coefficient levels like abs_reaminder ordec_abs_level syntax elements. Rice parameter derivation for coding ofbypass coded portions of coefficient levels for transform coefficientcoding and transform skip residual coding should be modified to addressthe different statistics encountered in lossless coding.

FIG. 1 is a diagram of illustrating positions of a transform unit. Intransform and quantization skipped lossless coding, coefficientresiduals can be large values requiring large Rice parameter values forefficient representation of large coefficient levels like abs_remainderor dec_abs_level syntax elements. One scheme for residual_coding( ) fortransform coded residuals uses a template that uses neighboringcoefficient levels 14 for a level at position 12 (see FIG. 1, whichillustrates coefficient positions of a transform block) and acorresponding sum of absolute values of those neighbors to derive thesum value that is used for a table look up. Five neighboringcoefficients are used in one such example.

For example, the sumAbs for a coefficient at position (x,y) according toone such scheme uses:

sumAbs=abs(coeff(x+1,y))+abs(coeff(x+2,y))+abs(coeff(x,y+1))+abs(coeff(x+1,y+1))+abs(coeff(x,y+2))

If the coeff(i,j) is outside of a TU, then those values are notaccounted in sumAbs computation. The final sumAbs is clipped by:

sumAbs=max(min(sumAbs−5*baseLevel,31),0);

where baseLevel is the base level that is represented by context codedportion of the coefficient level. The final clippled sumAbs value isused to perform the table look up from the following table to derive theRice parameter.

const uint32_t g_auiGoRiceParsCoeff[32] = {  0, 0, 0, 0, 0, 0, 0, 1, 1,1, 1, 1, 1, 1, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 3, 3, 3, 3 };

For transform skip residual coding, the Rice parameter derivation uses 2neighbors instead of 5, and since the coefficient scan is in forwarddirection, the template uses neighbors to the left and above to derivethe sumAbs value.

The sumAbs for coefficient at position (x,y) uses

sumAbs=abs(coeff(x−1,y))+abs(coeff(x,y−1))

This value will be clipped to min(sumAbs,31), which is used to derivethe Rice parameter using the following table.

const uint32_t auiGoRicePars[32] = { 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0, 0,1, 1, 1, 1, 1, 1, 1, 1, 1, 1, 1, 1, 1, 2, 2, 2, 2, 2, 2, 2 };

According to some embodiments, regular transform coefficient coding theRice Parameter derivation for lossless is modified as follows. Inparticular, according to some embodiments, the sum of availableneighboring coefficients (sumAbs) is modified based on the number ofavailable neighboring coefficients. For example, in one embodiment, thesum is normalized based on the number of available neighboringcoefficients. In addition, rather than just using a table to determineRice parameters based on the sum value, specific rice parameters may beselected based on comparing the sum to one or more thresholds.Optionally, the table lookup may also be used depending on one or morecomparisons.

In the sumAbs derivation using up to 5 neighbors, a count of number ofavailable (within Transform unit bounds) neighbors within the fiveneighbors 14 to position 12 in FIG. 1 is computed, and the sumAbs iscomputed the same as regular coefficient coding. If number of availableneighbors (noPos) is more than 0 and less than 5, the sumAbs given by

sumAbs=abs(coeff(x+1,y))+abs(coeff(x+2,y))+abs(coeff(x,y+1))+abs(coeff(x+1,y+1))+abs(coeff(x,y+2))

is normalized using

sumAbs=(5×sumAbs)/noPosRounding[noPos−1]

and where noPosRounding[4]={1,2,2,4}

In one embodiment, if baselevel is 0 and if the sumAbs is larger than256, Rice Parameter 5 is assigned. If sumAbs is less than equal to 256and larger than 128, Rice Parameter 4 is assigned, otherwise regularRice parameter derivation from sumAbs is used using the lookup table forregular coefficient coding, for example:

const uint32_t g_auiGoRiceParsCoeff [32] = {  0, 0, 0, 0, 0, 0, 0, 1, 1,1, 1, 1, 1, 1, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 2, 3, 3, 3, 3]

If baselevel is 4 and if the sumAbs is larger than 256, Rice Parameter 4is assigned, otherwise regular Rice parameter derivation from sumAbs isused using the lookup table for regular coefficient coding is used.Alternatively, for baselevel equal to 4 and the sumAbs is not largerthan 256, then sumAbs−5*baseLevel is clipped to a value between 0 and31.

For transform skip residual coding, the following modifications aremade. In the sumAbs derivation using 2 neighbors, a count of number ofavailable (within Transform unit bounds) neighbors within the 2 neighboris computed. The sumAbs at (x,y) is computed as:

sumAbs=abs(coeff(x−1,y))+abs(coeff(x,y−1))

If only 1 neighbor is available, then the sumAbs is normalized bysumAbs=2×sumAbs

The Rice Parameter derivation is based on thresholds on the sumAbs valueto determine the Rice Parameter. For example if sumAbs is greater than128, Rice parameter 4, if in between 128 and 64, Rice Parameter 3 can beused.

In some examples, the base Levels 0, 1, 10 are mapped to offsets of0,4,−8, respectively. Then (hereinafter Equation 1):

if( offset ≥ 0 ) RiceParam = (sumAbs > 128) ? 5 : ((sumAbs > 64) ? 4 :RiceParTable[max(min( 31, sumAbs + offset), 0)] else RiceParam =(sumAbs > 128) ? 4 : RiceParTable[ max(min( 31, sumAbs + offset), 0)]With following Rice parameter table:

RiceParTable[32] = { 0, 0, 0, 0, 1, 1, 1, 1, 1, 1, 1, 2, 2, 2, 2, 2, 2,2, 2, 2, 2, 2, 3, 3, 3, 3, 3, 3, 3, 3, 3, 3}

In another example, the base levels 0, 2, 10 are the 3 possible valuesfor rice-golomb coding. Level 0, 2, 10 are mapped to offsets 0, −4, −8,respectively. Rice parameters may, in some such examples, be determinedbased on Equation 1 as described above.

In various examples, the threshold and offset can be adjusted based onthe coding order of syntax elements in residual coding.

In other embodiments, sumAbs may be normalized in a similar way, i.e.when only one neighboring position is available

sumAbs=2×sumAbs

In some embodiments, the Rice parameter can be derived as follows

RiceParam=(sumAbs>128)?4:((sumAbs>64)?3: RiceParTable[min(31,sumAbs)]

where RiceParTable[ ] is the TS RiceParameter table.

Generally, in various embodiments such as the examples above, the sumAbsvalue determination includes normalizing the sum by the number ofavailable neighbors. Additional thresholds can be used to determinelarger Rice parameters to code the large coefficients at TU border.

The above described schemes can be applied to the lossy coding ofresidual coefficients also by making corresponding changes.

In an alternative embodiment, similar to the above example, thenormalization is not done on the sumAbs coeff levels. For baseLevelequal to 4, the sumAbs value is computed using the following scheme:

noPos=max(0,noPos−1);

sumAbs=max(min(sumAbs−5*noPos,31),0);

where noPos are the number of available neighbors within the template.In this embodiment, the subAbs of the neighboring coefficients isclipped based on the number of available neighboring coefficients.

Various syntax element indicative of a transform residual coefficientsmay be encoded using the determined rice parameter such as abs_remainderor dec_abs_level. abs_remainder[n] is the remaining absolute value of atransform coefficient level that is coded with Golomb-Rice code at thescanning position n. dec_abs_level[n] is an intermediate value that iscoded with Golomb-Rice code at the scanning position n and is used todetermine the level of the transform coefficient at the index n.

FIG. 2 is a block diagram illustrating an example video encoding anddecoding system 100 that may perform the techniques of this disclosure.The techniques of this disclosure are generally directed to coding(encoding and/or decoding) video data. In general, video data includesany data for processing a video. Thus, video data may include raw,uncoded video, encoded video, decoded (e.g., reconstructed) video, andvideo metadata, such as signaling data.

As shown in FIG. 2, system 100 includes a source device 102 thatprovides encoded video data to be decoded and displayed by a destinationdevice 116, in this example. In particular, source device 102 providesthe video data to destination device 116 via a computer-readable medium110. Source device 102 and destination device 116 may comprise any of awide range of devices, including desktop computers, notebook (i.e.,laptop) computers, tablet computers, set-top boxes, telephone handsetssuch smartphones, televisions, cameras, display devices, digital mediaplayers, video gaming consoles, video streaming device, or the like. Insome cases, source device 102 and destination device 116 may be equippedfor wireless communication, and thus may be referred to as wirelesscommunication devices.

In the example of FIG. 2, source device 102 includes video source 104,memory 106, video encoder 200, and output interface 108. Destinationdevice 116 includes input interface 122, video decoder 300, memory 120,and display device 118. In accordance with this disclosure, videoencoder 200 of source device 102 and video decoder 300 of destinationdevice 116 may be configured to apply the techniques for disclosedherein. Thus, source device 102 represents an example of a videoencoding device, while destination device 116 represents an example of avideo decoding device. In other examples, a source device and adestination device may include other components or arrangements. Forexample, source device 102 may receive video data from an external videosource, such as an external camera. Likewise, destination device 116 mayinterface with an external display device, rather than including anintegrated display device.

System 100 as shown in FIG. 2 is merely one example. Source device 102and destination device 116 are merely examples of such coding devices inwhich source device 102 generates coded video data for transmission todestination device 116. This disclosure refers to a “coding” device as adevice that performs coding (encoding and/or decoding) of data. Thus,video encoder 200 and video decoder 300 represent examples of codingdevices, in particular, a video encoder and a video decoder,respectively. In some examples, devices 102, 116 may operate in asubstantially symmetrical manner such that each of devices 102, 116include video encoding and decoding components. Hence, system 100 maysupport one-way or two-way video transmission between video devices 102,116, e.g., for video streaming, video playback, video broadcasting, orvideo telephony.

In general, video source 104 represents a source of video data (i.e.,raw, uncoded video data) and provides a sequential series of pictures(also referred to as “frames”) of the video data to video encoder 200,which encodes data for the pictures. Video source 104 of source device102 may include a video capture device, such as a video camera, a videoarchive containing previously captured raw video, and/or a video feedinterface to receive video from a video content provider. As a furtheralternative, video source 104 may generate computer graphics-based dataas the source video, or a combination of live video, archived video, andcomputer-generated video. In each case, video encoder 200 encodes thecaptured, pre-captured, or computer-generated video data. Video encoder200 may rearrange the pictures from the received order (sometimesreferred to as “display order”) into a coding order for coding. Videoencoder 200 may generate a bitstream including encoded video data.Source device 102 may then output the encoded video data via outputinterface 108 onto computer-readable medium 110 for reception and/orretrieval by, e.g., input interface 122 of destination device 116.

Memory 106 of source device 102 and memory 120 of destination device 116represent general purpose memories. In some example, memories 106, 120may store raw video data, e.g., raw video from video source 104 and raw,decoded video data from video decoder 300. Additionally oralternatively, memories 106, 120 may store software instructionsexecutable by, e.g., video encoder 200 and video decoder 300,respectively. Although shown separately from video encoder 200 and videodecoder 300 in this example, it should be understood that video encoder200 and video decoder 300 may also include internal memories forfunctionally similar or equivalent purposes. Furthermore, memories 106,120 may store encoded video data, e.g., output from video encoder 200and input to video decoder 300. In some examples, portions of memories106, 120 may be allocated as one or more video buffers, e.g., to storeraw, decoded, and/or encoded video data.

Computer-readable medium 110 may represent any type of medium or devicecapable of transporting the encoded video data from source device 102 todestination device 116. In one example, computer-readable medium 110represents a communication medium to enable source device 102 totransmit encoded video data directly to destination device 116 inreal-time, e.g., via a radio frequency network or computer-basednetwork. Output interface 108 may modulate a transmission signalincluding the encoded video data, and input interface 122 may modulatethe received transmission signal, according to a communication standard,such as a wireless communication protocol. The communication medium maycomprise any wireless or wired communication medium, such as a radiofrequency (RF) spectrum or one or more physical transmission lines. Thecommunication medium may form part of a packet-based network, such as alocal area network, a wide-area network, or a global network such as theInternet. The communication medium may include routers, switches, basestations, or any other equipment that may be useful to facilitatecommunication from source device 102 to destination device 116.

In some examples, source device 102 may output encoded data from outputinterface 108 to storage device 116. Similarly, destination device 116may access encoded data from storage device 116 via input interface 122.Storage device 116 may include any of a variety of distributed orlocally accessed data storage media such as a hard drive, Blu-ray discs,DVDs, CD-ROMs, flash memory, volatile or non-volatile memory, or anyother suitable digital storage media for storing encoded video data.

In some examples, source device 102 may output encoded video data tofile server 114 or another intermediate storage device that may storethe encoded video generated by source device 102. Destination device 116may access stored video data from file server 114 via streaming ordownload. File server 114 may be any type of server device capable ofstoring encoded video data and transmitting that encoded video data tothe destination device 116. File server 114 may represent a web server(e.g., for a website), a File Transfer Protocol (FTP) server, a contentdelivery network device, or a network attached storage (NAS) device.Destination device 116 may access encoded video data from file server114 through any standard data connection, including an Internetconnection. This may include a wireless channel (e.g., a Wi-Ficonnection), a wired connection (e.g., DSL, cable modem, etc.), or acombination of both that is suitable for accessing encoded video datastored on file server 114. File server 114 and input interface 122 maybe configured to operate according to a streaming transmission protocol,a download transmission protocol, or a combination thereof.

Output interface 108 and input interface 122 may represent wirelesstransmitters/receiver, modems, wired networking components (e.g.,Ethernet cards), wireless communication components that operateaccording to any of a variety of IEEE 802.11 standards, or otherphysical components. In examples where output interface 108 and inputinterface 122 comprise wireless components, output interface 108 andinput interface 122 may be configured to transfer data, such as encodedvideo data, according to a cellular communication standard, such as 4G,4G-LTE (Long-Term Evolution), LTE Advanced, 5G, or the like. In someexamples where output interface 108 comprises a wireless transmitter,output interface 108 and input interface 122 may be configured totransfer data, such as encoded video data, according to other wirelessstandards, such as an IEEE 802.11 specification, an IEEE 802.15specification (e.g., ZigBee™), a Bluetooth™ standard, or the like. Insome examples, source device 102 and/or destination device 116 mayinclude respective system-on-a-chip (SoC) devices. For example, sourcedevice 102 may include an SoC device to perform the functionalityattributed to video encoder 200 and/or output interface 108, anddestination device 116 may include an SoC device to perform thefunctionality attributed to video decoder 300 and/or input interface122.

The techniques of this disclosure may be applied to video coding insupport of any of a variety of multimedia applications, such asover-the-air television broadcasts, cable television transmissions,satellite television transmissions, Internet streaming videotransmissions, such as dynamic adaptive streaming over HTTP (DASH),digital video that is encoded onto a data storage medium, decoding ofdigital video stored on a data storage medium, or other applications.

Input interface 122 of destination device 116 receives an encoded videobitstream from computer-readable medium 110 (e.g., storage device 112,file server 114, or the like). The encoded video bitstreamcomputer-readable medium 110 may include signaling information definedby video encoder 200, which is also used by video decoder 300, such assyntax elements having values that describe characteristics and/orprocessing of video blocks or other coded units (e.g., slices, pictures,groups of pictures, sequences, or the like). Display device 118 displaysdecoded pictures of the decoded video data to a user. Display device 118may represent any of a variety of display devices such as a cathode raytube (CRT), a liquid crystal display (LCD), a plasma display, an organiclight emitting diode (OLED) display, or another type of display device.

Although not shown in FIG. 2, in some examples, video encoder 200 andvideo decoder 300 may each be integrated with an audio encoder and/oraudio decoder, and may include appropriate MUX-DEMUX units, or otherhardware and/or software, to handle multiplexed streams including bothaudio and video in a common data stream. If applicable, MUX-DEMUX unitsmay conform to the ITU H.223 multiplexer protocol, or other protocolssuch as the user datagram protocol (UDP).

Video encoder 200 and video decoder 300 each may be implemented as anyof a variety of suitable encoder and/or decoder circuitry, such as oneor more microprocessors, digital signal processors (DSPs), applicationspecific integrated circuits (ASICs), field programmable gate arrays(FPGAs), discrete logic, software, hardware, firmware or anycombinations thereof. When the techniques are implemented partially insoftware, a device may store instructions for the software in asuitable, non-transitory computer-readable medium and execute theinstructions in hardware using one or more processors to perform thetechniques of this disclosure. Each of video encoder 200 and videodecoder 300 may be included in one or more encoders or decoders, eitherof which may be integrated as part of a combined encoder/decoder (CODEC)in a respective device. A device including video encoder 200 and/orvideo decoder 300 may comprise an integrated circuit, a microprocessor,and/or a wireless communication device, such as a cellular telephone.

Video encoder 200 and video decoder 300 may operate according to a videocoding standard, such as ITU-T H.265, also referred to as HighEfficiency Video Coding (HEVC) or extensions thereto, such as themulti-view and/or scalable video coding extensions. Alternatively, videoencoder 200 and video decoder 300 may operate according to otherproprietary or industry standards, such as the Joint Exploration TestModel (JEM) or ITU-T H.266, also referred to as Versatile Video Coding(VVC). A recent draft of the VVC standard is described in Bross, et al.“Versatile Video Coding (Draft 3),” Joint Video Experts Team (JVET) ofITU-T SG 16 WP 3 and ISO/IEC JTC 1/SC 29/WG 11, 12^(th) Meeting: Macao,CN, 3-12 Oct. 2018, JVET-L1001-v9 (hereinafter “VVC Draft 3). Thetechniques of this disclosure, however, are not limited to anyparticular coding standard.

In general, video encoder 200 and video decoder 300 may performblock-based coding of pictures. The term “block” generally refers to astructure including data to be processed (e.g., encoded, decoded, orotherwise used in the encoding and/or decoding process). For example, ablock may include a two-dimensional matrix of samples of luminanceand/or chrominance data. In general, video encoder 200 and video decoder300 may code video data represented in a YUV (e.g., Y, Cb, Cr) format.That is, rather than coding red, green, and blue (RGB) data for samplesof a picture, video encoder 200 and video decoder 300 may code luminanceand chrominance components, where the chrominance components may includeboth red hue and blue hue chrominance components. In some examples,video encoder 200 converts received RGB formatted data to a YUVrepresentation prior to encoding, and video decoder 300 converts the YUVrepresentation to the RGB format. Alternatively, pre- andpost-processing units (not shown) may perform these conversions.

This disclosure may generally refer to coding (e.g., encoding anddecoding) of pictures to include the process of encoding or decodingdata of the picture. Similarly, this disclosure may refer to coding ofblocks of a picture to include the process of encoding or decoding datafor the blocks, e.g., prediction and/or residual coding. An encodedvideo bitstream generally includes a series of values for syntaxelements representative of coding decisions (e.g., coding modes) andpartitioning of pictures into blocks. Thus, references to coding apicture or a block should generally be understood as coding values forsyntax elements forming the picture or block.

HEVC defines various blocks, including coding units (CUs), predictionunits (PUs), and transform units (TUs). According to HEVC, a video coder(such as video encoder 200) partitions a coding tree unit (CTU) into CUsaccording to a quadtree structure. That is, the video coder partitionsCTUs and CUs into four equal, non-overlapping squares, and each node ofthe quadtree has either zero or four child nodes. Nodes without childnodes may be referred to as “leaf nodes,” and CUs of such leaf nodes mayinclude one or more PUs and/or one or more TUs. The video coder mayfurther partition PUs and TUs. For example, in HEVC, a residual quadtree(RQT) represents partitioning of TUs. In HEVC, PUs representinter-prediction data, while TUs represent residual data. CUs that areintra-predicted include intra-prediction information, such as anintra-mode indication.

As another example, video encoder 200 and video decoder 300 may beconfigured to operate according to JEM or VVC. According to JEM or VVC,a video coder (such as video encoder 200) partitions a picture into aplurality of coding tree units (CTUs). Video encoder 200 may partition aCTU according to a tree structure, such as a quadtree-binary tree (QTBT)structure or Multi-Type Tree (MTT) structure. The QTBT structure removesthe concepts of multiple partition types, such as the separation betweenCUs, PUs, and TUs of HEVC. A QTBT structure includes two levels: a firstlevel partitioned according to quadtree partitioning, and a second levelpartitioned according to binary tree partitioning. A root node of theQTBT structure corresponds to a CTU. Leaf nodes of the binary treescorrespond to coding units (CUs).

In an MTT partitioning structure, blocks may be partitioned using aquadtree (QT) partition, a binary tree (BT) partition, and one or moretypes of triple tree (TT) partitions. A triple tree partition is apartition where a block is split into three sub-blocks. In someexamples, a triple tree partition divides a block into three sub-blockswithout dividing the original block through the center. The partitioningtypes in MTT (e.g., QT, BT, and TT), may be symmetrical or asymmetrical.

In some examples, video encoder 200 and video decoder 300 may use asingle QTBT or MTT structure to represent each of the luminance andchrominance components, while in other examples, video encoder 200 andvideo decoder 300 may use two or more QTBT or MTT structures, such asone QTBT/MTT structure for the luminance component and another QTBT/MTTstructure for both chrominance components (or two QTBT/MTT structuresfor respective chrominance components).

Video encoder 200 and video decoder 300 may be configured to usequadtree partitioning per HEVC, QTBT partitioning, MTT partitioning, orother partitioning structures. For purposes of explanation, thedescription of the techniques of this disclosure is presented withrespect to QTBT partitioning. However, it should be understood that thetechniques of this disclosure may also be applied to video codersconfigured to use quadtree partitioning, or other types of partitioningas well.

This disclosure may use “N×N” and “N by N” interchangeably to refer tothe sample dimensions of a block (such as a CU or other video block) interms of vertical and horizontal dimensions, e.g., 16×16 samples or 16by 16 samples. In general, a 16×16 CU will have 16 samples in a verticaldirection (y=16) and 16 samples in a horizontal direction (x=16).Likewise, an N×N CU generally has N samples in a vertical direction andN samples in a horizontal direction, where N represents a nonnegativeinteger value. The samples in a CU may be arranged in rows and columns.Moreover, CUs need not necessarily have the same number of samples inthe horizontal direction as in the vertical direction. For example, CUsmay comprise N×M samples, where M is not necessarily equal to N.

Video encoder 200 encodes video data for CUs representing predictionand/or residual information, and other information. The predictioninformation indicates how the CU is to be predicted in order to form aprediction block for the CU. The residual information generallyrepresents sample-by-sample differences between samples of the CU priorto encoding and the prediction block.

To predict a CU, video encoder 200 may generally form a prediction blockfor the CU through inter-prediction or intra-prediction.Inter-prediction generally refers to predicting the CU from data of apreviously coded picture, whereas intra-prediction generally refers topredicting the CU from previously coded data of the same picture. Toperform inter-prediction, video encoder 200 may generate the predictionblock using one or more motion vectors. Video encoder 200 may generallyperform a motion search to identify a reference block that closelymatches the CU, e.g., in terms of differences between the CU and thereference block. Video encoder 200 may calculate a difference metricusing a sum of absolute difference (SAD), sum of squared differences(SSD), mean absolute difference (MAD), mean squared differences (MSD),or other such difference calculations to determine whether a referenceblock closely matches the current CU. In some examples, video encoder200 may predict the current CU using uni-directional prediction orbi-directional prediction.

Some examples of JEM and VVC also provide an affine motion compensationmode, which may be considered an inter-prediction mode. In affine motioncompensation mode, video encoder 200 may determine two or more motionvectors that represent non-translational motion, such as zoom in or out,rotation, perspective motion, or other irregular motion types.

To perform intra-prediction, video encoder 200 may select anintra-prediction mode to generate the prediction block. Some examples ofJEM and VVC provide sixty-seven intra-prediction modes, includingvarious directional modes, as well as planar mode and DC mode. Ingeneral, video encoder 200 selects an intra-prediction mode thatdescribes neighboring samples to a current block (e.g., a block of a CU)from which to predict samples of the current block. Such samples maygenerally be above, above and to the left, or to the left of the currentblock in the same picture as the current block, assuming video encoder200 codes CTUs and CUs in raster scan order (left to right, top tobottom).

Video encoder 200 encodes data representing the prediction mode for acurrent block. For example, for inter-prediction modes, video encoder200 may encode data representing which of the various availableinter-prediction modes is used, as well as motion information for thecorresponding mode. For uni-directional or bi-directionalinter-prediction, for example, video encoder 200 may encode motionvectors using advanced motion vector prediction (AMVP) or merge mode.Video encoder 200 may use similar modes to encode motion vectors foraffine motion compensation mode.

Following prediction, such as intra-prediction or inter-prediction of ablock, video encoder 200 may calculate residual data for the block. Theresidual data, such as a residual block, represents sample by sampledifferences between the block and a prediction block for the block,formed using the corresponding prediction mode. Video encoder 200 mayapply one or more transforms to the residual block, to producetransformed data in a transform domain instead of the sample domain. Forexample, video encoder 200 may apply a discrete cosine transform (DCT),an integer transform, a wavelet transform, or a conceptually similartransform to residual video data. Additionally, video encoder 200 mayapply a secondary transform following the first transform, such as amode-dependent non-separable secondary transform (MDNSST), a signaldependent transform, a Karhunen-Loeve transform (KLT), or the like.Video encoder 200 produces transform coefficients following applicationof the one or more transforms.

As noted above, following any transforms to produce transformcoefficients, video encoder 200 may perform quantization of thetransform coefficients. Quantization generally refers to a process inwhich transform coefficients are quantized to possibly reduce the amountof data used to represent the coefficients, providing furthercompression. By performing the quantization process, video encoder 200may reduce the bit depth associated with some or all of thecoefficients. For example, video encoder 200 may round an n-bit valuedown to an m-bit value during quantization, where n is greater than m.In some examples, to perform quantization, video encoder 200 may performa bitwise right-shift of the value to be quantized.

Following quantization, video encoder 200 may scan the transformcoefficients, producing a one-dimensional vector from thetwo-dimensional matrix including the quantized transform coefficients.The scan may be designed to place higher energy (and therefore lowerfrequency) coefficients at the front of the vector and to place lowerenergy (and therefore higher frequency) transform coefficients at theback of the vector. In some examples, video encoder 200 may utilize apredefined scan order to scan the quantized transform coefficients toproduce a serialized vector, and then entropy encode the quantizedtransform coefficients of the vector. In other examples, video encoder200 may perform an adaptive scan. After scanning the quantized transformcoefficients to form the one-dimensional vector, video encoder 200 mayentropy encode the one-dimensional vector, e.g., according tocontext-adaptive binary arithmetic coding (CABAC). Video encoder 200 mayalso entropy encode values for syntax elements describing metadataassociated with the encoded video data for use by video decoder 300 indecoding the video data.

To perform CABAC, video encoder 200 may assign a context within acontext model to a symbol to be transmitted. The context may relate to,for example, whether neighboring values of the symbol are zero-valued ornot. The probability determination may be based on a context assigned tothe symbol.

Video encoder 200 may further generate syntax data, such as block-basedsyntax data, picture-based syntax data, and sequence-based syntax data,to video decoder 300, e.g., in a picture header, a block header, a sliceheader, or other syntax data, such as a sequence parameter set (SPS),picture parameter set (PPS), or video parameter set (VPS). Video decoder300 may likewise decode such syntax data to determine how to decodecorresponding video data.

In this manner, video encoder 200 may generate a bitstream includingencoded video data, e.g., syntax elements describing partitioning of apicture into blocks (e.g., CUs) and prediction and/or residualinformation for the blocks. Ultimately, video decoder 300 may receivethe bitstream and decode the encoded video data.

In general, video decoder 300 performs a reciprocal process to thatperformed by video encoder 200 to decode the encoded video data of thebitstream. For example, video decoder 300 may decode values for syntaxelements of the bitstream using CABAC in a manner substantially similarto, albeit reciprocal to, the CABAC encoding process of video encoder200. The syntax elements may define partitioning information of apicture into CTUs, and partitioning of each CTU according to acorresponding partition structure, such as a QTBT structure, to defineCUs of the CTU. The syntax elements may further define prediction andresidual information for blocks (e.g., CUs) of video data.

The residual information may be represented by, for example, quantizedtransform coefficients. Video decoder 300 may inverse quantize andinverse transform the quantized transform coefficients of a block toreproduce a residual block for the block. Video decoder 300 uses asignaled prediction mode (intra- or inter-prediction) and relatedprediction information (e.g., motion information for inter-prediction)to form a prediction block for the block. Video decoder 300 may thencombine the prediction block and the residual block (on asample-by-sample basis) to reproduce the original block. Video decoder300 may perform additional processing, such as performing a deblockingprocess to reduce visual artifacts along boundaries of the block.

This disclosure may generally refer to “signaling” certain information,such as syntax elements. The term “signaling” may generally refer to thecommunication of values syntax elements and/or other data used to decodeencoded video data. That is, video encoder 200 may signal values forsyntax elements in the bitstream. In general, signaling refers togenerating a value in the bitstream. As noted above, source device 102may transport the bitstream to destination device 116 substantially inreal time, or not in real time, such as might occur when storing syntaxelements to storage device 112 for later retrieval by destination device116.

FIGS. 3A and 3B are conceptual diagram illustrating an example quadtreebinary tree (QTBT) structure 130, and a corresponding coding tree unit(CTU) 132. The solid lines represent quadtree splitting, and dottedlines indicate binary tree splitting. In each split (i.e., non-leaf)node of the binary tree, one flag is signaled to indicate whichsplitting type (i.e., horizontal or vertical) is used, where 0 indicateshorizontal splitting and 1 indicates vertical splitting in this example.For the quadtree splitting, there is no need to indicate the splittingtype, since quadtree nodes split a block horizontally and verticallyinto 4 sub-blocks with equal size. Accordingly, video encoder 200 mayencode, and video decoder 300 may decode, syntax elements (such assplitting information) for a region tree level of QTBT structure 130(i.e., the solid lines) and syntax elements (such as splittinginformation) for a prediction tree level of QTBT structure 130 (i.e.,the dashed lines). Video encoder 200 may encode, and video decoder 300may decode, video data, such as prediction and transform data, for CUsrepresented by terminal leaf nodes of QTBT structure 130.

In general, CTU 132 of FIG. 3B may be associated with parametersdefining sizes of blocks corresponding to nodes of QTBT structure 130 atthe first and second levels. These parameters may include a CTU size(representing a size of CTU 132 in samples), a minimum quadtree size(MinQTSize, representing a minimum allowed quadtree leaf node size), amaximum binary tree size (MaxBTSize, representing a maximum allowedbinary tree root node size), a maximum binary tree depth (MaxBTDepth,representing a maximum allowed binary tree depth), and a minimum binarytree size (MinBTSize, representing the minimum allowed binary tree leafnode size).

The root node of a QTBT structure corresponding to a CTU may have fourchild nodes at the first level of the QTBT structure, each of which maybe partitioned according to quadtree partitioning. That is, nodes of thefirst level are either leaf nodes (having no child nodes) or have fourchild nodes. The example of QTBT structure 130 represents such nodes asincluding the parent node and child nodes having solid lines forbranches. If nodes of the first level are not larger than the maximumallowed binary tree root node size (MaxBTSize), they can be furtherpartitioned by respective binary trees. The binary tree splitting of onenode can be iterated until the nodes resulting from the split reach theminimum allowed binary tree leaf node size (MinBTSize) or the maximumallowed binary tree depth (MaxBTDepth). The example of QTBT structure130 represents such nodes as having dashed lines for branches. Thebinary tree leaf node is referred to as a coding unit (CU), which isused for prediction (e.g., intra-picture or inter-picture prediction)and transform, without any further partitioning. As discussed above, CUsmay also be referred to as “video blocks” or “blocks.”

In one example of the QTBT partitioning structure, the CTU size is setas 128×128 (luma samples and two corresponding 64×64 chroma samples),the MinQTSize is set as 16×16, the MaxBTSize is set as 64×64, theMinBTSize (for both width and height) is set as 4, and the MaxBTDepth isset as 4. The quadtree partitioning is applied to the CTU first togenerate quad-tree leaf nodes. The quadtree leaf nodes may have a sizefrom 16×16 (i.e., the MinQTSize) to 128×128 (i.e., the CTU size). If theleaf quadtree node is 128×128, it will not be further split by thebinary tree, since the size exceeds the MaxBTSize (i.e., 64×64, in thisexample). Otherwise, the leaf quadtree node will be further partitionedby the binary tree. Therefore, the quadtree leaf node is also the rootnode for the binary tree and has the binary tree depth as 0. When thebinary tree depth reaches MaxBTDepth (4, in this example), no furthersplitting is permitted. When the binary tree node has width equal toMinBTSize (4, in this example), it implies no further horizontalsplitting is permitted. Similarly, a binary tree node having a heightequal to MinBTSize implies no further vertical splitting is permittedfor that binary tree node. As noted above, leaf nodes of the binary treeare referred to as CUs, and are further processed according toprediction and transform without further partitioning.

FIG. 4 is a block diagram illustrating an example video encoder 200 thatmay perform the techniques of this disclosure. FIG. 4 is provided forpurposes of explanation and should not be considered limiting of thetechniques as broadly exemplified and described in this disclosure. Forpurposes of explanation, this disclosure describes video encoder 200 inthe context of video coding standards such as the HEVC video codingstandard and the H.266 video coding standard in development. However,the techniques of this disclosure are not limited to these video codingstandards, and are applicable generally to video encoding and decoding.

In the example of FIG. 4, video encoder 200 includes video data memory230, mode selection unit 202, residual generation unit 204, transformprocessing unit 206, quantization unit 208, inverse quantization unit210, inverse transform processing unit 212, reconstruction unit 214,filter unit 216, decoded picture buffer (DPB) 218, and entropy encodingunit 220. Any or all of video data memory 230, mode selection unit 202,residual generation unit 204, transform processing unit 206,quantization unit 208, inverse quantization unit 210, inverse transformprocessing unit 212, reconstruction unit 214, filter unit 216, DPB 218,and entropy encoding unit 220 may be implemented in one or moreprocessors or in processing circuitry. Moreover, video encoder 200 mayinclude additional or alternative processors or processing circuitry toperform these and other functions.

Video data memory 230 may store video data to be encoded by thecomponents of video encoder 200. Video encoder 200 may receive the videodata stored in video data memory 230 from, for example, video source 104(FIG. 2). DPB 218 may act as a reference picture memory that storesreference video data for use in prediction of subsequent video data byvideo encoder 200. Video data memory 230 and DPB 218 may be formed byany of a variety of memory devices, such as dynamic random access memory(DRAM), including synchronous DRAM (SDRAM), magnetoresistive RAM (MRAM),resistive RAM (RRAM), or other types of memory devices. Video datamemory 230 and DPB 218 may be provided by the same memory device orseparate memory devices. In various examples, video data memory 230 maybe on-chip with other components of video encoder 200, as illustrated,or off-chip relative to those components.

In this disclosure, reference to video data memory 230 should not beinterpreted as being limited to memory internal to video encoder 200,unless specifically described as such, or memory external to videoencoder 200, unless specifically described as such. Rather, reference tovideo data memory 230 should be understood as reference memory thatstores video data that video encoder 200 receives for encoding (e.g.,video data for a current block that is to be encoded). Memory 106 ofFIG. 2 may also provide temporary storage of outputs from the variousunits of video encoder 200.

The various units of FIG. 4 are illustrated to assist with understandingthe operations performed by video encoder 200. The units may beimplemented as fixed-function circuits, programmable circuits, or acombination thereof. Fixed-function circuits refer to circuits thatprovide particular functionality, and are preset on the operations thatcan be performed. Programmable circuits refer to circuits that canprogrammed to perform various tasks, and provide flexible functionalityin the operations that can be performed. For instance, programmablecircuits may execute software or firmware that cause the programmablecircuits to operate in the manner defined by instructions of thesoftware or firmware. Fixed-function circuits may execute softwareinstructions (e.g., to receive parameters or output parameters), but thetypes of operations that the fixed-function circuits perform aregenerally immutable. In some examples, the one or more of the units maybe distinct circuit blocks (fixed-function or programmable), and in someexamples, the one or more units may be integrated circuits.

Video encoder 200 may include arithmetic logic units (ALUs), elementaryfunction units (EFUs), digital circuits, analog circuits, and/orprogrammable cores, formed from programmable circuits. In examples wherethe operations of video encoder 200 are performed using softwareexecuted by the programmable circuits, memory 106 (FIG. 2) may store theobject code of the software that video encoder 200 receives andexecutes, or another memory within video encoder 200 (not shown) maystore such instructions.

Video data memory 230 is configured to store received video data. Videoencoder 200 may retrieve a picture of the video data from video datamemory 230 and provide the video data to residual generation unit 204and mode selection unit 202. Video data in video data memory 230 may beraw video data that is to be encoded.

Mode selection unit 202 includes a motion estimation unit 222, motioncompensation unit 224, and an intra-prediction unit 226. Mode selectionunit 202 may include additional functional units to perform videoprediction in accordance with other prediction modes. As examples, modeselection unit 202 may include a palette unit, an intra-block copy unit(which may be part of motion estimation unit 222 and/or motioncompensation unit 224), an affine unit, a linear model (LM) unit, or thelike.

Mode selection unit 202 generally coordinates multiple encoding passesto test combinations of encoding parameters and resultingrate-distortion values for such combinations. The encoding parametersmay include partitioning of CTUs into CUs, prediction modes for the CUs,transform types for residual data of the CUs, quantization parametersfor residual data of the CUs, and so on. Mode selection unit 202 mayultimately select the combination of encoding parameters havingrate-distortion values that are better than the other testedcombinations.

Video encoder 200 may partition a picture retrieved from video datamemory 230 into a series of CTUs, and encapsulate one or more CTUswithin a slice. Mode selection unit 210 may partition a CTU of thepicture in accordance with a tree structure, such as the QTBT structureor the quad-tree structure of HEVC described above. As described above,video encoder 200 may form one or more CUs from partitioning a CTUaccording to the tree structure. Such a CU may also be referred togenerally as a “video block” or “block.”

In general, mode selection unit 202 also controls the components thereof(e.g., motion estimation unit 222, motion compensation unit 224, andintra-prediction unit 226) to generate a prediction block for a currentblock (e.g., a current CU, or in HEVC, the overlapping portion of a PUand a TU). For inter-prediction of a current block, motion estimationunit 222 may perform a motion search to identify one or more closelymatching reference blocks in one or more reference pictures (e.g., oneor more previously coded pictures stored in DPB 218). In particular,motion estimation unit 222 may calculate a value representative of howsimilar a potential reference block is to the current block, e.g.,according to sum of absolute difference (SAD), sum of squareddifferences (SSD), mean absolute difference (MAD), mean squareddifferences (MSD), or the like. Motion estimation unit 222 may generallyperform these calculations using sample-by-sample differences betweenthe current block and the reference block being considered. Motionestimation unit 222 may identify a reference block having a lowest valueresulting from these calculations, indicating a reference block thatmost closely matches the current block.

Motion estimation unit 222 may form one or more motion vectors (MVs)that defines the positions of the reference blocks in the referencepictures relative to the position of the current block in a currentpicture. Motion estimation unit 222 may then provide the motion vectorsto motion compensation unit 224. For example, for uni-directionalinter-prediction, motion estimation unit 222 may provide a single motionvector, whereas for bi-directional inter-prediction, motion estimationunit 222 may provide two motion vectors. Motion compensation unit 224may then generate a prediction block using the motion vectors. Forexample, motion compensation unit 224 may retrieve data of the referenceblock using the motion vector. As another example, if the motion vectorhas fractional sample precision, motion compensation unit 224 mayinterpolate values for the prediction block according to one or moreinterpolation filters. Moreover, for bi-directional inter-prediction,motion compensation unit 224 may retrieve data for two reference blocksidentified by respective motion vectors and combine the retrieved data,e.g., through sample-by-sample averaging or weighted averaging.

As another example, for intra-prediction, or intra-prediction coding,intra-prediction unit 226 may generate the prediction block from samplesneighboring the current block. For example, for directional modes,intra-prediction unit 226 may generally mathematically combine values ofneighboring samples and populate these calculated values in the defineddirection across the current block to produce the prediction block. Asanother example, for DC mode, intra-prediction unit 226 may calculate anaverage of the neighboring samples to the current block and generate theprediction block to include this resulting average for each sample ofthe prediction block.

Mode selection unit 202 provides the prediction block to residualgeneration unit 204. Residual generation unit 204 receives a raw,uncoded version of the current block from video data memory 230 and theprediction block from mode selection unit 202. Residual generation unit204 calculates sample-by-sample differences between the current blockand the prediction block. The resulting sample-by-sample differencesdefine a residual block for the current block. In some examples,residual generation unit 204 may also determine differences betweensample values in the residual block to generate a residual block usingresidual differential pulse code modulation (RDPCM). In some examples,residual generation unit 204 may be formed using one or more subtractorcircuits that perform binary subtraction.

In examples where mode selection unit 202 partitions CUs into PUs, eachPU may be associated with a luma prediction unit and correspondingchroma prediction units. Video encoder 200 and video decoder 300 maysupport PUs having various sizes. As indicated above, the size of a CUmay refer to the size of the luma coding block of the CU and the size ofa PU may refer to the size of a luma prediction unit of the PU. Assumingthat the size of a particular CU is 2N×2N, video encoder 200 may supportPU sizes of 2N×2N or N×N for intra prediction, and symmetric PU sizes of2N×2N, 2N×N, N×2N, N×N, or similar for inter prediction. Video encoder200 and video decoder 300 may also support asymmetric partitioning forPU sizes of 2N×nU, 2N×nD, nL×2N, and nR×2N for inter prediction.

In examples where mode selection unit does not further partition a CUinto PUs, each CU may be associated with a luma coding block andcorresponding chroma coding blocks. As above, the size of a CU may referto the size of the luma coding block of the CU. The video encoder 200and video decoder 120 may support CU sizes of 2N×2N, 2N×N, or N×2N.

For other video coding techniques such as an intra-block copy modecoding, an affine-mode coding, and linear model (LM) mode coding, as fewexamples, mode selection unit 202, via respective units associated withthe coding techniques, generates a prediction block for the currentblock being encoded. In some examples, such as palette mode coding, modeselection unit 202 may not generate a prediction block, and insteadgenerate syntax elements that indicate the manner in which toreconstruct the block based on a selected palette. In such modes, modeselection unit 202 may provide these syntax elements to entropy encodingunit 220 to be encoded.

As described above, residual generation unit 204 receives the video datafor the current block and the corresponding prediction block. Residualgeneration unit 204 then generates a residual block for the currentblock. To generate the residual block, residual generation unit 204calculates sample-by-sample differences between the prediction block andthe current block.

Transform processing unit 206 applies one or more transforms to theresidual block to generate a block of transform coefficients (referredto herein as a “transform coefficient block”). Transform processing unit206 may apply various transforms to a residual block to form thetransform coefficient block. For example, transform processing unit 206may apply a discrete cosine transform (DCT), a directional transform, aKarhunen-Loeve transform (KLT), or a conceptually similar transform to aresidual block. In some examples, transform processing unit 206 mayperform multiple transforms to a residual block, e.g., a primarytransform and a secondary transform, such as a rotational transform. Insome examples, transform processing unit 206 does not apply transformsto a residual block.

Quantization unit 208 may quantize the transform coefficients in atransform coefficient block, to produce a quantized transformcoefficient block. Quantization unit 208 may quantize transformcoefficients of a transform coefficient block according to aquantization parameter (QP) value associated with the current block.Video encoder 200 (e.g., via mode selection unit 202) may adjust thedegree of quantization applied to the coefficient blocks associated withthe current block by adjusting the QP value associated with the CU.Quantization may introduce loss of information, and thus, quantizedtransform coefficients may have lower precision than the originaltransform coefficients produced by transform processing unit 206.

Inverse quantization unit 210 and inverse transform processing unit 212may apply inverse quantization and inverse transforms to a quantizedtransform coefficient block, respectively, to reconstruct a residualblock from the transform coefficient block. Reconstruction unit 214 mayproduce a reconstructed block corresponding to the current block (albeitpotentially with some degree of distortion) based on the reconstructedresidual block and a prediction block generated by mode selection unit202. For example, reconstruction unit 214 may add samples of thereconstructed residual block to corresponding samples from theprediction block generated by mode selection unit 202 to produce thereconstructed block.

Filter unit 216 may perform one or more filter operations onreconstructed blocks. For example, filter unit 216 may performdeblocking operations to reduce blockiness artifacts along edges of CUs.Operations of filter unit 216 may be skipped, in some examples.

Video encoder 200 stores reconstructed blocks in DPB 218. For instance,in examples where operations of filter unit 224 are not needed,reconstruction unit 214 may store reconstructed blocks to DPB 218. Inexamples where operations of filter unit 224 are needed, filter unit 216may store the filtered reconstructed blocks to DPB 218. Motionestimation unit 222 and motion compensation unit 224 may retrieve areference picture from DPB 218, formed from the reconstructed (andpotentially filtered) blocks, to inter-predict blocks of subsequentlyencoded pictures. In addition, intra-prediction unit 226 may usereconstructed blocks in DPB 218 of a current picture to intra-predictother blocks in the current picture.

In general, entropy encoding unit 220 may entropy encode syntax elementsreceived from other functional components of video encoder 200. Forexample, entropy encoding unit 220 may entropy encode quantizedtransform coefficient blocks from quantization unit 208. As anotherexample, entropy encoding unit 220 may entropy encode prediction syntaxelements (e.g., motion information for inter-prediction or intra-modeinformation for intra-prediction) from mode selection unit 202. Entropyencoding unit 220 may perform one or more entropy encoding operations onthe syntax elements, which are another example of video data, togenerate entropy-encoded data. For example, entropy encoding unit 220may perform a context-adaptive variable length coding (CAVLC) operation,a CABAC operation, a variable-to-variable (V2V) length coding operation,a syntax-based context-adaptive binary arithmetic coding (SBAC)operation, a Probability Interval Partitioning Entropy (PIPE) codingoperation, an Exponential-Golomb encoding operation, or another type ofentropy encoding operation on the data. In some examples, entropyencoding unit 220 may operate in bypass mode where syntax elements arenot entropy encoded.

Video encoder 200 may output a bitstream that includes the entropyencoded syntax elements needed to reconstruct blocks of a slice orpicture. In particular, entropy encoding unit 220 may output thebitstream.

The operations described above are described with respect to a block.Such description should be understood as being operations for a lumacoding block and/or chroma coding blocks. As described above, in someexamples, the luma coding block and chroma coding blocks are luma andchroma components of a CU. In some examples, the luma coding block andthe chroma coding blocks are luma and chroma components of a PU.

In some examples, operations performed with respect to a luma codingblock need not be repeated for the chroma coding blocks. As one example,operations to identify a motion vector (MV) and reference picture for aluma coding block need not be repeated for identifying a MV andreference picture for the chroma blocks. Rather, the MV for the lumacoding block may be scaled to determine the MV for the chroma blocks,and the reference picture may be the same. As another example, theintra-prediction process may be the same for the luma coding blocks andthe chroma coding blocks.

Video encoder 200 represents an example of a device configured to encodevideo data including a memory configured to store video data, and one ormore processing units implemented in circuitry and configured to encodea number of extra bits that are not signaled but which the encoder isconfigured to assume were signaled in order to satisfy the bin to bitratio constraint.

FIG. 5 is a block diagram illustrating an example video decoder 300 thatmay perform the techniques of this disclosure. FIG. 5 is provided forpurposes of explanation and is not limiting on the techniques as broadlyexemplified and described in this disclosure. For purposes ofexplanation, this disclosure describes video decoder 300 is describedaccording to the techniques of JEM, VVC, and HEVC. However, thetechniques of this disclosure may be performed by video coding devicesthat are configured to other video coding standards.

In the example of FIG. 5, video decoder 300 includes coded picturebuffer (CPB) memory 320, entropy decoding unit 302, predictionprocessing unit 304, inverse quantization unit 306, inverse transformprocessing unit 308, reconstruction unit 310, filter unit 312, anddecoded picture buffer (DPB) 314. Any or all of CPB memory 320, entropydecoding unit 302, prediction processing unit 304, inverse quantizationunit 306, inverse transform processing unit 308, reconstruction unit310, filter unit 312, and DPB 314 may be implemented in one or moreprocessors or in processing circuitry. Moreover, video decoder 300 mayinclude additional or alternative processors or processing circuitry toperform these and other functions.

Prediction processing unit 304 includes motion compensation unit 316 andintra-prediction unit 318. Prediction processing unit 304 may includeaddition units to perform prediction in accordance with other predictionmodes. As examples, prediction processing unit 304 may include a paletteunit, an intra-block copy unit (which may form part of motioncompensation unit 318), an affine unit, a linear model (LM) unit, or thelike. In other examples, video decoder 300 may include more, fewer, ordifferent functional components.

CPB memory 320 may store video data, such as an encoded video bitstream,to be decoded by the components of video decoder 300. The video datastored in CPB memory 320 may be obtained, for example, fromcomputer-readable medium 110 (FIG. 2). CPB memory 320 may include a CPBthat stores encoded video data (e.g., syntax elements) from an encodedvideo bitstream. Also, CPB memory 320 may store video data other thansyntax elements of a coded picture, such as temporary data representingoutputs from the various units of video decoder 300. DPB 314 generallystores decoded pictures, which video decoder 300 may output and/or useas reference video data when decoding subsequent data or pictures of theencoded video bitstream. CPB memory 320 and DPB 314 may be formed by anyof a variety of memory devices, such as dynamic random access memory(DRAM), including synchronous DRAM (SDRAM), magnetoresistive RAM (MRAM),resistive RAM (RRAM), or other types of memory devices. CPB memory 320and DPB 314 may be provided by the same memory device or separate memorydevices. In various examples, CPB memory 320 may be on-chip with othercomponents of video decoder 300, or off-chip relative to thosecomponents.

Additionally or alternatively, in some examples, video decoder 300 mayretrieve coded video data from memory 120 (FIG. 2). That is, memory 120may store data as discussed above with CPB memory 320. Likewise, memory120 may store instructions to be executed by video decoder 300, whensome or all of the functionality of video decoder 300 is implemented insoftware to executed by processing circuitry of video decoder 300.

The various units shown in FIG. 5 are illustrated to assist withunderstanding the operations performed by video decoder 300. The unitsmay be implemented as fixed-function circuits, programmable circuits, ora combination thereof. Similar to FIG. 4, fixed-function circuits referto circuits that provide particular functionality, and are preset on theoperations that can be performed. Programmable circuits refer tocircuits that can programmed to perform various tasks, and provideflexible functionality in the operations that can be performed. Forinstance, programmable circuits may execute software or firmware thatcause the programmable circuits to operate in the manner defined byinstructions of the software or firmware. Fixed-function circuits mayexecute software instructions (e.g., to receive parameters or outputparameters), but the types of operations that the fixed-functioncircuits perform are generally immutable. In some examples, the one ormore of the units may be distinct circuit blocks (fixed-function orprogrammable), and in some examples, the one or more units may beintegrated circuits.

Video decoder 300 may include ALUs, EFUs, digital circuits, analogcircuits, and/or programmable cores formed from programmable circuits.In examples where the operations of video decoder 300 are performed bysoftware executing on the programmable circuits, on-chip or off-chipmemory may store instructions (e.g., object code) of the software thatvideo decoder 300 receives and executes.

Entropy decoding unit 302 may receive encoded video data from the CPBand entropy decode the video data to reproduce syntax elements.Prediction processing unit 304, inverse quantization unit 306, inversetransform processing unit 308, reconstruction unit 310, and filter unit312 may generate decoded video data based on the syntax elementsextracted from the bitstream.

In general, video decoder 300 reconstructs a picture on a block-by-blockbasis. Video decoder 300 may perform a reconstruction operation on eachblock individually (where the block currently being reconstructed, i.e.,decoded, may be referred to as a “current block”).

Entropy decoding unit 302 may entropy decode syntax elements definingquantized transform coefficients of a quantized transform coefficientblock, as well as transform information, such as a quantizationparameter (QP) and/or transform mode indication(s). Inverse quantizationunit 306 may use the QP associated with the quantized transformcoefficient block to determine a degree of quantization and, likewise, adegree of inverse quantization for inverse quantization unit 306 toapply. Inverse quantization unit 306 may, for example, perform a bitwiseleft-shift operation to inverse quantize the quantized transformcoefficients. Inverse quantization unit 306 may thereby form a transformcoefficient block including transform coefficients.

After inverse quantization unit 306 forms the transform coefficientblock, inverse transform processing unit 308 may apply one or moreinverse transforms to the transform coefficient block to generate aresidual block associated with the current block. For example, inversetransform processing unit 308 may apply an inverse DCT, an inverseinteger transform, an inverse Karhunen-Loeve transform (KLT), an inverserotational transform, an inverse directional transform, or anotherinverse transform to the coefficient block.

Furthermore, prediction processing unit 304 generates a prediction blockaccording to prediction information syntax elements that were entropydecoded by entropy decoding unit 302. For example, if the predictioninformation syntax elements indicate that the current block isinter-predicted, motion compensation unit 316 may generate theprediction block. In this case, the prediction information syntaxelements may indicate a reference picture in DPB 314 from which toretrieve a reference block, as well as a motion vector identifying alocation of the reference block in the reference picture relative to thelocation of the current block in the current picture. Motioncompensation unit 316 may generally perform the inter-prediction processin a manner that is substantially similar to that described with respectto motion compensation unit 224 (FIG. 4).

As another example, if the prediction information syntax elementsindicate that the current block is intra-predicted, intra-predictionunit 318 may generate the prediction block according to anintra-prediction mode indicated by the prediction information syntaxelements. Again, intra-prediction unit 318 may generally perform theintra-prediction process in a manner that is substantially similar tothat described with respect to intra-prediction unit 226 (FIG. 4).Intra-prediction unit 318 may retrieve data of neighboring samples tothe current block from DPB 314.

Reconstruction unit 310 may reconstruct the current block using theprediction block and the residual block. For example, reconstructionunit 310 may add samples of the residual block to corresponding samplesof the prediction block to reconstruct the current block.

Filter unit 312 may perform one or more filter operations onreconstructed blocks. For example, filter unit 312 may performdeblocking operations to reduce blockiness artifacts along edges of thereconstructed blocks. Operations of filter unit 312 are not necessarilyperformed in all examples.

Video decoder 300 may store the reconstructed blocks in DPB 314. Asdiscussed above, DPB 314 may provide reference information, such assamples of a current picture for intra-prediction and previously decodedpictures for subsequent motion compensation, to prediction processingunit 304. Moreover, video decoder 300 may output decoded pictures fromDPB for subsequent presentation on a display device, such as displaydevice 118 of FIG. 2.

In this manner, video decoder 300 represents an example of a videodecoding device including a memory configured to store video data, andone or more processing units implemented in circuitry and configured todecode a number of extra bits that are not signaled but which theencoder is configured to assume were signaled in order to satisfy thebin to bit ratio constraint.

FIG. 6 is a flowchart illustrating an example method for encoding acurrent block. The current block may comprise a current CU. Althoughdescribed with respect to video encoder 200 (FIGS. 1 and 2), it shouldbe understood that other devices may be configured to perform a methodsimilar to that of FIG. 6.

In this example, video encoder 200 initially predicts the current block(350). For example, video encoder 200 may form a prediction block forthe current block. Video encoder 200 may then calculate a residual blockfor the current block (352). To calculate the residual block, videoencoder 200 may calculate a difference between the original, uncodedblock and the prediction block for the current block. Video encoder 200may then transform and quantize coefficients of the residual block(354). Next, video encoder 200 may scan the quantized transformcoefficients of the residual block (356). During the scan, or followingthe scan, video encoder 200 may entropy encode the coefficients (358).For example, video encoder 200 may encode the coefficients using CAVLCor CABAC. Video encoder 200 may then output the entropy coded data ofthe block (360).

FIG. 7 is a flowchart illustrating an example method for decoding acurrent block of video data. The current block may comprise a currentCU. Although described with respect to video decoder 300 (FIGS. 1 and3), it should be understood that other devices may be configured toperform a method similar to that of FIG. 7.

Video decoder 300 may receive entropy coded data for the current block,such as entropy coded prediction information and entropy coded data forcoefficients of a residual block corresponding to the current block(370). Video decoder 300 may entropy decode the entropy coded data todetermine prediction information for the current block and to reproducecoefficients of the residual block (372). Video decoder 300 may predictthe current block (374), e.g., using an intra- or inter-prediction modeas indicated by the prediction information for the current block, tocalculate a prediction block for the current block. Video decoder 300may then inverse scan the reproduced coefficients (376), to create ablock of quantized transform coefficients. Video decoder 300 may theninverse quantize and inverse transform the coefficients to produce aresidual block (378). Video decoder 300 may ultimately decode thecurrent block by combining the prediction block and the residual block(380).

FIG. 8 is a flowchart illustrating encoding or decoding video dataaccording to some embodiments. The method begins at a block 402 in whichvideo encoder 200 or video decoder 300 determines available residualcoefficients neighboring a current position in a transform unit. Next ata block 404, video encoder 200 or video decoder 300 determines a sum ofthe available residual coefficients. Moving to a block 406 video encoder200 or video decoder 300 modifies the sum based on the number ofavailable residual coefficients. In one embodiment, modifying the sumincludes normalizing the sum based on the number of available residualcoefficients. In one embodiment, modifying the sum includes clipping thesum based on the number of available coefficients. At a block 408, videoencoder 200 or video decoder 300 determines a rice parameter based onthe modified sum. In one embodiment, determining the rice parameterincludes comparing the sum to one or more thresholds and determining,based on the comparison, that either a) a specified rice parameter isused or b) a lookup table is indexed using the sum to determine the riceparameter. Next at a block 410, a device codes, e.g., video encoder 200encodes, or video decoder 300 decodes, a syntax element indicative of aresidual coefficient at the current position based on the determinedrice parameter. The residual coefficient may be used to code a unit ofvideo that includes the transform unit. The unit of video may be encodedusing lossless, transform skip residual, or lossy coding mode.

It is to be recognized that depending on the example, certain acts orevents of any of the techniques described herein can be performed in adifferent sequence, may be added, merged, or left out altogether (e.g.,not all described acts or events are necessary for the practice of thetechniques). Moreover, in certain examples, acts or events may beperformed concurrently, e.g., through multi-threaded processing,interrupt processing, or multiple processors, rather than sequentially.

In one or more examples, the functions described may be implemented inhardware, software, firmware, or any combination thereof. If implementedin software, the functions may be stored on or transmitted over as oneor more instructions or code on a computer-readable medium and executedby a hardware-based processing unit. Computer-readable media may includecomputer-readable storage media, which corresponds to a tangible mediumsuch as data storage media, or communication media including any mediumthat facilitates transfer of a computer program from one place toanother, e.g., according to a communication protocol. In this manner,computer-readable media generally may correspond to (1) tangiblecomputer-readable storage media which is non-transitory or (2) acommunication medium such as a signal or carrier wave. Data storagemedia may be any available media that can be accessed by one or morecomputers or one or more processors to retrieve instructions, codeand/or data structures for implementation of the techniques described inthis disclosure. A computer program product may include acomputer-readable medium.

By way of example, and not limitation, such computer-readable storagemedia can comprise RAM, ROM, EEPROM, CD-ROM or other optical diskstorage, magnetic disk storage, or other magnetic storage devices, flashmemory, or any other medium that can be used to store desired programcode in the form of instructions or data structures and that can beaccessed by a computer. Also, any connection is properly termed acomputer-readable medium. For example, if instructions are transmittedfrom a website, server, or other remote source using a coaxial cable,fiber optic cable, twisted pair, digital subscriber line (DSL), orwireless technologies such as infrared, radio, and microwave, then thecoaxial cable, fiber optic cable, twisted pair, DSL, or wirelesstechnologies such as infrared, radio, and microwave are included in thedefinition of medium. It should be understood, however, thatcomputer-readable storage media and data storage media do not includeconnections, carrier waves, signals, or other transitory media, but areinstead directed to non-transitory, tangible storage media. Disk anddisc, as used herein, includes compact disc (CD), laser disc, opticaldisc, digital versatile disc (DVD), floppy disk and Blu-ray disc, wheredisks usually reproduce data magnetically, while discs reproduce dataoptically with lasers. Combinations of the above should also be includedwithin the scope of computer-readable media.

Instructions may be executed by one or more processors, such as one ormore digital signal processors (DSPs), general purpose microprocessors,application specific integrated circuits (ASICs), field programmablegate arrays (FPGAs), or other equivalent integrated or discrete logiccircuitry. Accordingly, the terms “processor” and “processingcircuitry,” as used herein may refer to any of the foregoing structuresor any other structure suitable for implementation of the techniquesdescribed herein. In addition, in some aspects, the functionalitydescribed herein may be provided within dedicated hardware and/orsoftware modules configured for encoding and decoding, or incorporatedin a combined codec. Also, the techniques could be fully implemented inone or more circuits or logic elements.

The techniques of this disclosure may be implemented in a wide varietyof devices or apparatuses, including a wireless handset, an integratedcircuit (IC) or a set of ICs (e.g., a chip set). Various components,modules, or units are described in this disclosure to emphasizefunctional aspects of devices configured to perform the disclosedtechniques, but do not necessarily require realization by differenthardware units. Rather, as described above, various units may becombined in a codec hardware unit or provided by a collection ofinteroperative hardware units, including one or more processors asdescribed above, in conjunction with suitable software and/or firmware.

Various examples have been described. These and other examples arewithin the scope of the following claims.

What is claimed is:
 1. A method of encoding or decoding video data, themethod comprising: determining available residual coefficientsneighboring a current position in a transform unit of video data;determining a sum of the available residual coefficients; modifying thesum based on the number of available residual coefficients; determininga rice parameter based on the modified sum; and coding a syntax elementindicative of a residual coefficient at the current position based onthe determined rice parameter.
 2. The method of claim 1, whereinmodifying the sum comprises normalizing the sum based on the number ofavailable residual coefficients.
 3. The method of claim 1, whereinmodifying the sum comprises clipping the sum based on the number ofavailable residual coefficients
 4. The method of claim 1, whereindetermining the rice parameter based on the modified sum comprises:comparing the sum to one or more thresholds; and determining, based onthe comparison, that either a) a specified rice parameter is used or b)a lookup table is indexed using the sum to determine the rice parameter.5. The method of claim 1, wherein the transform unit is encoded with alossless encoding mode.
 6. The method of claim 1, wherein the transformunit is encoded using transform skip residual coding.
 7. The method ofclaim 1, wherein coding the syntax element comprises encoding the syntaxelement, and further comprising encoding syntax elements encoding thetransform unit including the residual coefficient.
 8. The method ofclaim 1, wherein coding the syntax element comprises decoding the syntaxelement, and further comprising decoding the transform unit of videodata using the residual coefficient.
 9. A apparatus for coding videodata, the apparatus comprising: a memory configured to store a transformunit of a picture of video data; a video processor configured to:determine available residual coefficients neighboring a current positionin the transform unit; determine a sum of the available residualcoefficients; modify the sum based on the number of available residualcoefficients; determine a rice parameter based on the modified sum; andcode a syntax element indicative of a residual coefficient at thecurrent position based on the determined rice parameter.
 10. Theapparatus of claim 9, wherein the processor is configured to modify thesum based on the number of available residual coefficients.
 11. Theapparatus of claim 9, wherein the processor is further configured tomodify the sum based on the number of available residual coefficients12. The apparatus of claim 9, wherein to modify the rice parameter basedon the modified sum, the processor is further configured to: compare thesum to one or more thresholds; and determine, based on the comparison,that either a) a specified rice parameter is used or b) a lookup tableis indexed using the sum to determine the rice parameter.
 13. Theapparatus of claim 9, wherein the transform unit is encoded with alossless encoding mode.
 14. The apparatus of claim 9, wherein thetransform unit is encoded using transform skip residual coding.
 15. Theapparatus of claim 9, wherein to code the syntax element, the processoris configured to encode the syntax element, and further configured toencode syntax elements encoding the transform unit including theresidual coefficient.
 16. The apparatus of claim 9, wherein to code thesyntax element, the processor is configured to decode the syntaxelement, and further configured to decode the transform unit of videodata based on the syntax element.
 17. The device of claim 9, wherein theprocessor is implemented in circuitry coupled to the memory.
 18. Thedevice of claim 9, further comprising a display configured to displaythe video data.
 19. The device of claim 9, further comprising a cameraconfigured to capture the video data.
 20. The device of claim 9, whereinthe device comprises one or more of a camera, a computer, a mobiledevice, a broadcast receiver device, or a set-top box.